Compliance Counsel

This is a fully remote position, open to applicants in Virginia.

📋 Description

• Offer practical, risk-oriented guidance to internal teams as well as client-facing activities.

• Analyze policies and evaluate compliance risks.

• Assist teams in integrating federal regulatory requirements into their daily operations.

• Provide counsel to business leaders and staff on Ethics & Compliance matters.

• Collaborate with Legal, CoRE, and various business teams.

• Address compliance inquiries and review routine issues.

• Aid in the development and implementation of enterprise-wide compliance programs.

• Contribute to strategies for risk mitigation.

• Support training initiatives and awareness campaigns.

• Promote a robust culture of integrity.

• Manage substantive issues with growing independence.

• Shape compliance guidance and impact operational risk decisions.

⛳️ Requirements

• U.S. Citizenship is required.

• Juris Doctor Degree is essential.

• Active membership in a state bar is mandatory.

• Must register as a Corporate Counsel Registrant with the Virginia State Bar.

• Extensive knowledge in corporate Ethics & Compliance is necessary.

• Familiarity with the work conducted by the immediate CoRE (Compliance, Regulatory, and Ethics) team and its collaborators.

• Capability to respond to guidance and feedback on priorities and task management.

• Ability to participate in risk mitigation decisions across various teams.

• Capacity to act as a compliance decision-maker within internal teams and contribute to decisions across business areas.

• Proficiency in delivering compliance solutions and guidance across multiple teams.

• Ability to perform regular/routine compliance-related tasks on a daily basis.

• Skill in engaging employees to promote Ethics & Compliance topics.

• Competence in communicating with and advising employees at all organizational levels, including Managing Directors.

• Candidates for employment in the US must possess work authorization that does not require current or future visa sponsorship.

🏝️ Benefits

• Collaborative and supportive community.

• Practical experience opportunities.

• Certifications available.

• Industry-specific training provided.

• A wide array of benefits offered.

• Reasonable accommodations for disabilities or religious observances.

• Equal employment opportunities for all applicants.