Trading Specialist

This is a fully remote position, open to applicants in California.

📋 Description

• Assist investors with their trading, investment, and account-related inquiries.

• Guide clients through various market activities.

• Execute complex securities transactions.

• Provide educational resources to empower clients in making well-informed financial choices.

• Offer personalized support during inbound client engagements.

• Establish trust and enhance client loyalty.

• Identify opportunities to connect clients with additional products and solutions.

• Act as a vital link between clients and investment products, services, and financial solutions.

• Deliver trading support, education, and mentorship.

⛳️ Requirements

• Applicants must have their primary residence within a 90-mile radius from the approved branch locations: Berkley, Burlingame, Dublin, Marin, San Francisco, and Walnut Creek at the time of application.

• This position does not offer immigration sponsorship from Fidelity.

• A Series 7 license is mandatory.

• A Series 63 license is required or the ability to obtain it within 90 days.

• Experience in financial services, brokerage operations, trading support, client services, or a related domain is essential.

• Understanding of financial markets, investment products, economic trends, and industry developments is required.

• Knowledge of securities transactions including equities, options, mutual funds, fixed income securities, and precious metals is necessary.

• Capability to apply regulatory and policy requirements while providing accurate and compliant support to clients.

• Proficiency in guiding clients through trading and investment decisions with integrity and confidence.

• A consultative approach to identifying client needs and recommending suitable offerings, support, and solutions.

• Excellent communication and active listening abilities, with the capacity to explain complex investment and trading concepts clearly and relatable.

• Strong attention to detail and a commitment to accuracy in processing transactions and managing client requests.

• Effective problem-solving, critical-thinking, and decision-making skills.

• Ability to handle multiple priorities and perform effectively in a dynamic, team-oriented environment.

• Must comply with applicable regulatory and self-regulatory organization requirements, including those related to FINRA.

• May face restrictions based on certain criminal histories.

🏝️ Benefits

• Comprehensive health care coverage.

• Support for emotional well-being.

• Leading retirement plans.

• Generous paid time off policy.

• Parental leave benefits.

• Employee matching program for charitable contributions.

• Educational assistance that includes student loan repayment, tuition reimbursement, and access to learning resources.

• Bonus or other variable compensation may be available based on position and eligibility.