Senior Product Manager, Compliance

This is a fully remote position, open to applicants in Alabama, +34 more states.

📋 Description

• Take charge of the compliance product roadmap by establishing priorities, organizing work sequences, and managing the product as a business entity.

• Drive the product vision, strategy, and execution of FMG’s compliance platform.

• Create and launch FMG’s inaugural external-facing compliance capability, which may include an API, SDK, or embedded widget.

• Collaborate with enterprise and ecosystem partners for onboarding, integration coordination, and ensuring partner success.

• Align the Engineering, GTM, and Compliance leadership teams around product priorities.

• Confirm market demand through customer discovery, competitive analysis, and business-case development.

• Conduct discovery processes, draft specifications, prototype concepts, collaborate with engineering during delivery, and manage the post-launch feedback loop.

• Relate product decisions to retention, expansion, and revenue generation.

• Cultivate relationships with enterprise clients, key vendors, internal executives, and partner stakeholders.

• Present product strategies and decisions to both internal and external executives.

⛳️ Requirements

• A minimum of 7 years of experience in product management.

• Significant experience in fintech, wealthtech, regtech, or a related compliance product area.

• Direct experience in applying SEC, FINRA, or equivalent financial services regulatory frameworks to product decisions.

• Proven ability to own product strategy and deliver hands-on in a senior individual contributor or player-coach role.

• Experience in designing or launching an API, SDK, or platform-layer product for external partners or developers.

• Demonstrated utilization of AI-assisted development tools such as Claude Code, Cursor, Replit, or similar for creating working prototypes or MVPs.

• Comfort in operating within an AI-native SDLC, reviewing AI-generated code conceptually, and employing AI for discovery and prototyping.

• Excellent written communication skills with the ability to create decision-driving documents.

• Capability to conduct discovery, draft specifications, prototype, collaborate with engineering, and manage post-launch feedback.

• Proficiency in financial services compliance, including SEC Marketing Rule 206(4)-1, FINRA 2210, and broker-dealer supervisory frameworks.

• Understanding of home-office approval workflows, advisor compliance challenges, and regulatory exposure.

• Ability to build business cases, evaluate market opportunities, and take ownership of business outcomes.

• Experience working directly with enterprise compliance or legal stakeholders.

• Background in managing enterprise clients, key vendors, partners, and internal executives.

• Familiarity with broker-dealer or home-office relationships, automated review workflows, content archiving, supervisory systems, B2B SaaS pricing and packaging, startups, or PE-backed companies is a plus.

🏝️ Benefits

• Generous paid holiday schedule.

• Full week off for Winter Holiday Shutdown.

• Paid vacation, sick days, parental leave, and bereavement leave.

• Medical insurance with $0 co-pay.

• Telehealth plan.

• Dental insurance.

• Vision insurance.

• Health Savings Account (HSA) with substantial employer contributions.

• Flexible Spending Accounts (FSA).

• Company-paid Life Insurance and Accidental Death & Dismemberment (AD&D) coverage.

• Company-paid Short & Long Term Disability coverage.

• Company-paid Employee Assistance Program (EAP).

• Matching 401(k) with immediate full vesting.

• On Demand Pay with same-day deposit.

• Internet reimbursement.

• Gym reimbursement.

• Work computer equipment provided.

• Private and secure workspace.

• Employee events and FMG swag.