Senior Advertising Supervisor

This is a fully remote position, open to applicants in United States.

📋 Description

• Assess and authorize marketing material requests from Financial Advisors and home office personnel.

• Analyze marketing materials and public communications for principal approval or offer guidance on necessary modifications.

• Provide consultation to advisors regarding their marketing strategies.

• Investigate and resolve cases where firm policies are not adhered to.

• Aid in research and responses to regulatory inquiries, including branch examinations.

• Participate in departmental initiatives such as policy revisions and training sessions.

• Complete additional tasks and projects as assigned.

⛳️ Requirements

• Minimum of 3 years of experience in financial services and advertising/marketing compliance review.

• Previous experience in a client-facing position.

• Capacity to engage stakeholders via phone and convey complex issues clearly and succinctly.

• Proficiency in articulating the reasoning behind decisions or processes.

• Skill in utilizing open-ended questioning techniques to extract information and facilitate effective discussions.

• Familiarity with FINRA, SEC, and State regulations.

• Possession of Series 7 and 24 licenses.

• Ability to thrive in a fast-paced, high-volume setting with a flexible work schedule.

• Exceptional oral and written communication capabilities.

• Strong attention to detail, problem-solving abilities, and follow-up skills.

• Proficient in Excel, Word, and PowerPoint.

• Customer service expertise and capacity to communicate effectively with individuals at various levels.

🏝️ Benefits

• 401K matching.

• Health benefits.

• Employee stock options.

• Paid time off.

• Volunteer time off.

• Competitive LPL Total Rewards package.