Financial Services Compliance & Regulatory Specialist

This is a fully remote position, open to applicants in New York.

📋 Description

• Review compliance-related deliverables for precision, thoroughness, and professionalism.

• Evaluate financial services regulatory analyses, response documents, and accompanying materials.

• Detect unsupported conclusions, compliance deficiencies, inconsistencies, omissions, flawed assumptions, and overlooked risks.

• Examine recommendations for regulatory compliance, operational effectiveness, and practical applicability.

• Assess compliance reports, regulatory filings, internal evaluations, spreadsheets, reports, and presentation materials.

• Analyze calculations, assumptions, metrics, supporting data, charts, tables, and visual aids.

• Determine whether findings and suggestions are adequately backed by existing evidence.

• Differentiate significant compliance issues from minor editorial matters.

• Deliver clear, organized written feedback detailing identified strengths and weaknesses.

• Consistently apply evaluation criteria across financial services compliance deliverables.

⛳️ Requirements

• Over 5 years of relevant professional experience in financial services compliance, regulatory affairs, compliance analysis, risk management, or a closely related area.

• Background as a Compliance Officer, Financial Compliance Analyst, Regulatory Affairs Specialist, Risk Analyst, or a similar role.

• Strong practical knowledge of financial services compliance and regulatory responses.

• Experience in developing or reviewing compliance analyses, regulatory documentation, risk assessments, reports, or related deliverables.

• Capacity to evaluate regulatory conclusions for accuracy, evidentiary support, and practical viability.

• Exceptional analytical judgment and meticulous attention to compliance and regulatory details.

• Highly skilled in Microsoft Office and Google Workspace.

• Advanced expertise in PowerPoint / Google Slides.

• Strong capabilities in spreadsheets and analytical tasks.

• Native or professional fluency in English.

• Outstanding written communication skills with the ability to provide precise, structured feedback.

• A Master’s degree or higher from a recognized institution is a plus.

• Work must be conducted without utilizing confidential or proprietary information belonging to any employer, client, institution, or other third party.

• H1-B and STEM OPT support is not available for this position.

🏝️ Benefits

• Part-time independent contractor engagement.

• Fully remote work environment.

• Flexible scheduling based on project requirements.

• Project durations may be extended, shortened, or concluded based on project needs and performance.