Compliance Director – Testing & Monitoring

This is a fully remote position, open to applicants in Alabama, +12 more states.

📋 Description

• Lead a team of professionals specializing in compliance testing and monitoring, as well as managed services.

• Plan, execute, and report on consumer compliance testing based on regulations, including BSA/AML compliance testing, fintech partner assessments, and general compliance oversight.

• Analyze testing results and generate reports that communicate outcomes and risk profiles to management.

• Offer guidance to team members on complex compliance-related issues.

• Assess team member performance through quality assurance reviews, performance evaluations, and coaching sessions.

• Enhance team member skills by providing learning and growth opportunities.

• Collaborate with Compliance Advisory, Enterprise Risk, Legal, and Line of Business stakeholders to enhance compliance controls.

• Stay updated with relevant laws, regulations, regulatory expectations, enforcement actions, and emerging risks.

• Oversee testing logistics, including budgeting, scheduling, planning, scoping, execution, and reporting.

• Coordinate compliance assurance activities alongside Compliance Advisory, Internal Audit, Legal, and other organizational teams.

• Conduct validation testing on issues to ensure they are thoroughly resolved.

• Present leadership reports on testing outcomes and trends.

• Deliver periodic status updates to Management and Board-level governance committees.

• Manage the tracking and reporting of compliance testing issues.

• Investigate compliance requirements that arise during testing.

• Support and engage in regulatory examinations, internal audits, and internal compliance testing.

⛳️ Requirements

• Bachelor’s degree and/or equivalent work experience.

• A minimum of 8 years in consumer compliance, auditing, or regulatory exam support.

• Specific experience in overseeing and conducting compliance monitoring and testing activities.

• Exceptional attention to detail.

• Strong capability to adapt in a dynamic environment.

• Comprehensive understanding of consumer compliance laws and regulations.

• Proven ability to manage multiple compliance reviews and projects simultaneously while meeting deadlines.

• Excellent written and verbal communication skills.

• Ability to work independently.

• Compliance certification, such as CRCM or CAMS, is preferred.

• Comfortable collaborating with individuals at various skill levels and authority.

• Demonstrated commitment to service, organizational values, and professionalism through appropriate conduct and demeanor at all times.

• Must be a resident of West Virginia, Virginia, Texas, Florida, Ohio, Pennsylvania, Maryland, Washington D.C., New York, New Jersey, Arkansas, Alabama, Arizona, Delaware, Indiana, North Carolina, Georgia, or South Dakota.

🏝️ Benefits

• Medical, Dental, and Vision Insurance.

• Health Savings Account (HSA), Health Reimbursement Account (HRA), and Flexible Spending Accounts (FSA).

• Short- and Long-Term Disability Plan.

• Group Life Insurance.

• 401K Salary Deferral Plan.

• Wellness Program.

• Education & Tuition Expense Reimbursement.

• Paid Time Off (PTO) and Unique Vacation Purchase Program.

• Nationwide Pet Insurance Coverage.