BSA Analyst

This is a fully remote position, open to applicants in Florida.

📋 Description

• Deliver exceptional service to clients and potential clients both in person and via telephone.

• Address client inquiries and resolve issues effectively.

• Uphold the firm-wide standard of answering phones within three rings.

• Prepare and file Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) utilizing firm software.

• Oversee daily BSA/AML compliance, including adherence to OFAC and 314a regulations.

• Investigate potential suspicious activities based on software alerts and referrals from team members.

• Assess high-risk clients and conduct enhanced due diligence as necessary.

• Collaborate with Financial Advisors and Office Team Members to gather additional information.

• Identify, report, and address potential BSA risk issues.

• Offer feedback, guidance, and assistance to the BSA Team and other colleagues.

• Stay informed about regulatory changes and industry trends.

• Participate in BSA/AML training through webinars, seminars, conferences, and meetings.

• Meet the business and personal financial needs of clients, referring them to specialized areas as appropriate.

• Support other team members and undertake related tasks as assigned.

⛳️ Requirements

• High School Diploma or Equivalent is required.

• A college degree is preferred.

• At least 10 years of experience in the financial services sector.

• A minimum of five (5) years of experience in a role related to BSA/AML compliance is preferred.

• Proficient in Microsoft Office applications (Word, Excel, and PowerPoint) or equivalent software.

• Understanding of federal banking regulations and compliance concerning deposit and loan transactions.

• Familiarity with the USA PATRIOT Act, Bank Secrecy Act, Anti-Money Laundering regulations, Office of Foreign Assets Control (OFAC), and KYC/CIP programs.

• CAMS Certification is preferred.

• Exceptional verbal and written communication abilities.

• Demonstrated analytical skills and meticulous attention to detail.

• Capability to work independently and effectively prioritize daily tasks to meet strict deadlines for responses and reporting.

• Strong client service skills, demonstrating tact and diplomacy.

• Ability to perform required physical activities and maintain prolonged periods of concentration.

🏝️ Benefits

• Equal Opportunity Employer dedicated to creating an inclusive work environment.