Senior Manager, KYC High Risk Reviews

This is a fully remote position, open to applicants in Florida, +5 more states.

📋 Description

• Lead the KYC High Risk Reviews team and manage second-line oversight activities along with monitoring of AML/ATF/Sanctions/ABAC compliance programs.

• Conduct and supervise enhanced due diligence reviews for customers categorized as high-risk.

• Oversee procedures and escalations pertaining to high-risk customers, including the analysis of concerning customer behavior and activity.

• Collaborate with the first line of defense on EDD outcomes, QA validation, issue management, and provide guidance for high-risk customer types and activities.

• Establish governance, reporting, and monitoring processes for the KYC High Risk Reviews initiative.

• Recruit, develop, coach, mentor, and manage team members, including making decisions regarding performance and compensation.

• Supervise AML/ATF/Sanctions/ABAC programs for intricate TD businesses and legal entities.

• Manage vital program initiatives and complex/high-risk issues and escalations.

• Offer strategic direction, guidance, and subject matter expertise to business management and other departments.

• Advise businesses on new and evolving regulatory or policy requirements and their implications for processes and controls.

• Create and execute compliance programs, policies, procedures, strategies, and business plans.

• Coordinate responses to regulatory examinations and internal/external audits.

• Deliver management reporting, analysis, risk assessments, and actionable recommendations.

• Foster relationships with regulatory and law enforcement agencies.

• Maintain risk management and control measures that align with the organization’s risk appetite.

⛳️ Requirements

• Bachelor's degree or equivalent professional experience.

• Over 10 years of experience in relevant fields.

• ACAMS certification preferred.

• Experience in a challenge (QA/Testing) or advisory/oversight role with direct involvement in Customer Risk/Know Your Customer (KYC) processes.

• Strong understanding of KYC and Enhanced Due Diligence (EDD) processes and regulations.

• Capability to manage timelines, multiple projects, and prioritize tasks effectively.

• Proficient in developing and generating effective and precise presentations, metrics, and reporting.

• Knowledge of AML/ATF/Sanctions/ABAC compliance programs.

• Willingness to travel domestically on occasion.

• Ability to perform sedentary work, operate standard office equipment, multitask, and focus for extended periods.

🏝️ Benefits

• Variable compensation and incentive awards, including eligibility for cash and/or equity incentive programs.

• Health and wellness benefits.

• Savings and retirement plans.

• Paid time off, which includes Vacation PTO, Flex PTO, and Holiday PTO.

• Banking benefits and discounts.

• Opportunities for career development.

• Recognition and rewards programs.

• Regular discussions regarding career, development, and performance.

• Access to an online learning platform.

• Mentoring opportunities.

• Comprehensive training and onboarding sessions.

• Competitive benefits package.