Principal – Supervision, Banking, Trust, Corporate Services, Investment

This is a fully remote position, open to applicants in United Kingdom.

📋 Description

• Oversee a multi-disciplinary team of experts in both on-site and off-site supervisory functions for licensed institutions and groups.

• Perform risk-based assessments of licensed entities and groups to formulate annual supervisory plans and relevant minimum regulatory standards.

• Track the progress of remediation efforts by licensed institutions to address issues identified during supervisory evaluations.

• Play a role in shaping regulatory policy for the wider financial services sector.

• Utilize appropriate risk-based models to efficiently distribute supervisory resources.

• Ensure the supervisory team meets established objectives concerning regulated entities.

• Focus on staff management, evaluations, performance enhancement, and training.

• Collaborate with domestic industry organizations and international supervisory/regulatory bodies.

• Represent the organization on various committees as well as at external industry seminars and conferences.

• Carry out related responsibilities and special projects assigned by management that align with the scope of the role.

⛳️ Requirements

• A Master's degree in Business, Finance, Law, or a related field (or equivalent professional qualification); OR a Bachelor's degree in Business, Finance, Law, or a related discipline along with a relevant professional designation (e.g., CA, CPA, CFA, FRM, ACIS, FCI, or TEP).

• At least seven (7) years of postgraduate experience, including a minimum of three (3) years in a senior position within a financial services regulatory body or in the banking, investment, and trust sectors.

• Strong understanding of financial analysis methods, risk management frameworks, and corporate governance principles.

• Proven capability to interpret and apply legal statutes, regulations, and industry standards.

• Demonstrated leadership, people management, mentoring, and supervisory skills.

• High level of confidence in conducting and leading discussions with senior management.

• Excellent analytical, written, verbal, and presentation skills, with a strong emphasis on precision and detail.

• Familiarity with international regulatory standards and systems/databases, specifically Microsoft Office.

• Awareness of emerging industry trends and digital solutions, including FinTech and SupTech.

🏝️ Benefits

• Comprehensive health and wellness programs.

• Competitive salary and performance-based bonuses.

• Opportunities for professional development and advancement.

• Flexible work arrangements and a supportive work environment.