Associate Financial Advisor

This is a fully remote position, open to applicants in California.

📋 Description

• Deliver financial planning and advanced planning assistance utilizing NaviPlan.

• Aid in tax planning and contribute to tax preparation efforts.

• Support investment operations and brokerage activities.

• Foster and sustain robust client relationships.

• Comprehend clients’ financial objectives and preferences.

• Keep abreast of financial market developments and regulatory updates.

• Comply with regulatory stipulations and internal protocols.

• Perform due diligence on potential clients.

• Execute risk management strategies.

• Engage in the recruitment process, which includes a Zoom interview, Career History Form, firm interview, and assessments.

⛳️ Requirements

• A minimum of 3 years’ experience in financial planning, wealth management, tax preparation, estate planning, divorce financial analysis, or brokerage/advisory operations.

• Proficiency with financial planning software.

• Capability to quickly grasp new concepts and software applications.

• Self-motivated with exceptional communication abilities and a strong work ethic.

• Proficient in identifying, addressing, and following through on clients’ needs and requirements.

• Keen attention to detail.

• Strong organizational and time management skills.

• Experience or ability to work from home while maintaining a professional environment.

• Availability to work in Pacific or Mountain time zones.

• Qualified applicants will be required to complete assessments.

🏝️ Benefits

• 401(k) plan available after one year.

• Opportunities for mentorship and professional development.

• Firm-sponsored CFP preparation course and examination.

• A positive work environment with opportunities for professional growth.