Advisor Liaison

This is a fully remote position, open to applicants in Iowa.

📋 Description

• Act as the main liaison between Jordan Creek Financial Solutions and affiliated financial professionals.

• Collaborate with OSJ Supervisors and financial professionals to convey policies and procedures, disseminate Cambridge information, and enhance advisor relationships.

• Oversee personal securities activities and assess or authorize sales activities and correspondence.

• Serve as a resource for escalation for supervisors, financial professionals, and their designees.

• Recognize and address the needs of financial professionals by utilizing data, providing responsive service, and ensuring consistent follow-through.

• Evaluate, analyze, and approve daily new business promptly.

• Assist with account documentation and system updates.

• Drive continuous improvement initiatives for daily processes and procedures.

• Monitor escalated issues until resolution.

• Offer insights on business strategies, industry developments, and branch expansion, including conducting office visits and training sessions when suitable.

• Work collaboratively across the firm on strategic initiatives and reinforce internal policies, regulatory obligations, and clearing-firm practices.

• Establish a consistent, high-quality experience for advisors and promote sustainable growth throughout the Jordan Creek network.

• Adhere to position-specific service standards and aid in defining, measuring, and reporting on new benchmarks.

⛳️ Requirements

• Minimum of 3 years of relevant experience and/or training.

• Series 99 license is mandatory.

• Series 7 and/or Series 24 licenses are preferred.

• Excellent judgment, problem-solving, communication, presentation, planning, and relationship-management abilities.

• Capability to interpret financial statements, regulatory guidance, policies, procedures, and legal or technical information.

• Proficiency in prioritizing multiple projects, working efficiently under pressure, and adapting to evolving business conditions.

🏝️ Benefits

• Comprehensive benefits package that includes medical, vision, dental, life, and long-term disability insurance.

• Paid vacation and sick leave.

• 401K retirement plan featuring a company matching program.

• Eleven paid holidays.

• Support for work/life balance.