New Accounts, KYC/KYB Specialist

This is a fully remote position, open to applicants in United States.

📋 Description

• Oversee the new account exception queue within identity verification and KYB platforms.

• Evaluate and address sanctions, PEP, and adverse media alerts, escalating potential matches as necessary.

• Interact with applicants to gather any outstanding documentation.

• Assemble comprehensive account files for principal and options approval.

• Track queue volume, turnaround times, and recurring exception trends.

• Suggest enhancements to onboarding rules and workflows to boost straight-through processing.

• Assist in the onboarding process for individual, joint, entity, and trust accounts.

• Collaborate closely with registered principals, Compliance, and Product teams.

⛳️ Requirements

• At least two years of experience in KYC, KYB, or new accounts at a broker-dealer, bank, or fintech.

• Proven experience in reviewing entity accounts and beneficial ownership structures.

• In-depth understanding of CIP and CDD requirements.

• Excellent attention to detail and the capability to generate clear, well-supported case documentation.

• Ability to manage a high-volume queue while adhering to established turnaround standards.

• Experience in reviewing trust accounts (preferred).

• Familiarity with configuring onboarding rules or automated decision-making (preferred).

• Series 7 and 63 registrations, or a willingness to obtain them (preferred).

🏝️ Benefits

• Comprehensive health and wellness benefits.

• Opportunities for professional development and career advancement.

• Flexible work arrangements to support work-life balance.

• Engaging company culture with a focus on teamwork and collaboration.