IT Audit – AML, Regulatory Remediation

This is a fully remote position, open to applicants in Florida, +6 more states.

📋 Description

• Assist a major global banking institution with its regulatory remediation and Financial Crimes technology projects.

• Evaluate remediation efforts that address technology, risk, and control-related issues.

• Create and implement risk-based testing strategies to assess control design and operational effectiveness.

• Conduct IT audit testing across IT governance, SDLC, Change Management, technology operations, applications, and data controls.

• Analyze AML and Financial Crimes technology environments as well as control frameworks.

• Examine system configurations, technical documentation, data flows, interfaces, and application controls.

• Carry out targeted testing and in-depth reviews of intricate technology control environments.

• Identify root causes, formulate observations, and deliver actionable recommendations.

• Prepare audit documentation and present findings to key stakeholders.

⛳️ Requirements

• Over 8 years of IT Audit experience in large global banking institutions.

• Proven experience in supporting regulatory remediation, issue validation, and risk management initiatives.

• Proficiency in auditing AML and Financial Crimes technology environments, including Transaction Monitoring, Sanctions Screening, KYC/CDD, and related systems.

• Experience in auditing SDLC, Change Management, system configurations, and application controls.

• Familiarity with evaluating data lineage, interfaces, system-to-system connections, and data quality controls.

• Strong expertise in controls testing, risk assessment, and substantive testing.

• Capacity to independently lead and conduct audit testing with minimal supervision.

• Experience in reviewing technical documentation, system architecture, data flows, and code.

• Willingness and ability to support stakeholders across EMEA and APAC time zones.

• Must reside on the East Coast or be available to work during East Coast business hours.

• Preferred: experience with Payments systems and associated technology environments.

• Preferred: experience in supporting large-scale regulatory remediation or transformation projects within a banking context.

• Preferred: experience in auditing Model Validation and Model Risk Management processes.

• Preferred: CISA, CIA, CAMS, or CPA certification.

🏝️ Benefits

• Competitive benefits and compensation package.

• Flexible schedule.

• Equal opportunity and reasonable accommodation for individuals with disabilities.