Director of Compliance

This is a fully remote position, open to applicants in United States.

📋 Description

• Supervise and guarantee all compliance initiatives throughout the organization

• Report to the Legal Team of Attune’s parent company as well as Attune’s Chief Underwriting Officer

• Collaborate with the executive team and external partners

• Represent Attune’s compliance function while promoting an ethical and well-regulated organizational culture

• Maintain essential relationships with carrier partners

• Manage licensure, state compliance, and corporate governance

• Develop and continually refine regulatory compliance processes and procedures

• Ensure compliance with rules and regulations established by state Departments of Insurance and other relevant agencies

• Identify corporate compliance requirements and regulatory needs through thorough analysis

• Create internal standards, procedures, best practices, and controls

• Test and audit business processes and insurance operations

• Recognize and relay opportunities for legal and regulatory compliance

• Act as the corporate compliance resource expert for employees, management, and executives

• Assist counsel in providing guidance to senior management on regulatory and compliance issues

• Ensure day-to-day operations align with laws, rules, discipline strategies, and standard procedures

• Lead Fraud Prevention training and collaborate with the carrier’s Special Investigation Unit

• Ensure that personal, entity, and sub-producer licenses are up to date

• Guarantee that statutory and tax reporting is accurate and timely, including surplus lines reporting

• Serve as the primary Compliance liaison for carriers, regulators, and other entities

• Oversee the compliance program for the Office of Foreign Asset Control

• Conduct niche audits of insurance operations processes and external vendors

• Assist with compliance programs, employee training, legal matters, and special projects

⛳️ Requirements

• 10-15 years of experience working with an insurance producer or Property & Casualty insurer in a compliance-related role

• Extensive experience in establishing and managing a compliance function

• Familiarity with regulatory best practices relevant to a producer operating on a national scale

• Experience with DOI is preferred

• Knowledge of surplus lines is a plus

• Strong research and analytical capabilities

• Demonstrated ability to collaborate and cultivate robust relationships with internal and external stakeholders

• Sound judgment, professional counsel, discretion, and professionalism

• Capability to effectively present information and address questions from all levels of employees and management

• Ability to communicate with senior management, legislators, and regulators with confidence and exceptional accuracy

• Excellent communication and writing proficiency

• Remote team members are required to reside and work within the United States

• Remote team members must have access to reliable, high-speed internet

🏝️ Benefits

• Flexible PTO

• Generous parental and caregiver leave

• 401(k) matching

• Comprehensive medical, dental, and vision plans

• Remote-first culture with dedicated support for distributed teams