Director, Compliance – MSI

This is a fully remote position, open to applicants in United States.

📋 Description

• Lead the Compliance team in the creation, implementation, and management of compliance products, programs, and controls.

• Maintain and enhance compliance policies and procedures to ensure they align with changing state and federal regulations.

• Oversee product compliance, manage regulatory changes, ensure compliance assurance, risk mitigation, and conduct internal and external audits, market conduct exams, and regulatory inquiries.

• Monitor regulatory shifts and collaborate cross-functionally to guarantee prompt adoption of new requirements.

• Engage in a complex cross-functional business environment and cultivate strong relationships with legal counsel and colleagues at all organizational levels.

• Support and manage intricate strategic initiatives and projects that require creativity and innovative thinking.

• Identify risks, assess risk areas, and assist in designing and implementing controls to mitigate those risks.

• Promote a culture of compliance and operational excellence through training, communication, and continuous process evaluation.

• Enhance automation and efficiency through compliance tools, data analytics, and process redesign.

• Utilize AI tools to aid in monitoring and scaling Compliance operations.

• Collaborate with Legal, Product, and Operations teams on new product development and market expansion efforts.

• Act as a strategic advisor to internal stakeholders regarding regulatory requirements, filings, and industry trends.

• Report key compliance metrics and risk assessments to senior leadership.

• Plan, organize, and conduct programs, seminars, conferences, and presentations for Company personnel to educate on compliance issues.

• Participate in various special projects as assigned.

⛳️ Requirements

• Over 7 years of extensive experience in Property & Casualty insurance compliance, including managerial leadership.

• Proven experience working in-house at a carrier, MGA/MGU, or within the insurance sector.

• Demonstrated ability to lead teams and cultivate high-performing compliance professionals.

• Strong understanding of NAIC model laws, state-specific insurance laws and regulations, and compliance frameworks for both Admitted and Non-Admitted markets.

• Proficient in process improvement, workflow design, and utilizing compliance and data-driven tools and technologies to evaluate compliance risk metrics.

• Exceptional communication, analytical, and problem-solving capabilities.

• Strong problem-solving skills, excellent project management capabilities, and meticulous attention to detail.

• Experienced in developing policies, procedures, training methods, and materials.

• Capacity to foster optimistic and collaborative relationships and influence decision-making by senior leadership.

• Ability to work independently, demonstrate sound judgment, and thrive in a team environment while encouraging others to exercise professional judgment.

• Highly developed sense of ethics and integrity.

• Juris Doctorate (JD) degree is highly preferred; compliance certifications (e.g., CRCM, CCEP) are a plus.

• Willingness to travel occasionally to support cross-office collaboration and leadership meetings is required.

🏝️ Benefits

• Competitive salary and performance-based incentives.

• Comprehensive health, dental, and vision insurance.

• Generous paid time off and flexible working arrangements.

• Opportunities for professional development and continuous learning.

• Collaborative and inclusive work environment.