Compliance Associate

This is a fully remote position, open to applicants in Canada.

📋 Description

• Assist in overseeing the company's adherence to applicable regulations and internal policies.

• Support regular compliance reviews and assessments to uncover potential issues, gaps, and risks.

• Maintain precise and organized compliance records, including policies, procedures, and reports.

• Aid in the drafting, reviewing, and updating of compliance policies, procedures, and other documentation.

• Assist in conducting internal compliance audits, reviews, control testing, and risk assessments, including the collection of information and documentation of findings.

• Help investigate and document compliance incidents, breaches, and identified deficiencies.

• Maintain logs for compliance tracking.

• Assist in monitoring corrective actions and risk mitigation strategies.

• Prepare regular reports.

• Support the compliance team in ensuring that the organization operates within legal and regulatory frameworks.

⛳️ Requirements

• Bachelor's degree in business, law, or a related discipline.

• Completion of CIRE/CSC, Supervisory and/or trader examinations through CIRO/CSI.

• Understanding of financial regulations and industry best practices.

• Strong analytical and problem-solving abilities.

• Exceptional attention to detail and organizational skills.

• Outstanding communication and interpersonal abilities.

• Capability to work effectively both independently and as part of a team.

• High level of integrity, professionalism, and discretion.

• Enthusiasm for expanding knowledge in compliance and risk management.

🏝️ Benefits

• Inclusive work environment that welcomes individuals from all backgrounds and perspectives.

• Reasonable accommodations provided during the application process.

• Remote work arrangement available.

• Remote team distributed across Canada.