Associate – Risk Advisory

This is a fully remote position, open to applicants in North Carolina, +2 more states.

📋 Description

• Assist in the execution of internal audit engagements for financial institutions.

• Support audits across various areas including loan operations, credit administration, deposit operations, ACH and electronic payments, wire transfers, branch operations, accounting and financial reporting, HR and payroll, ERM, MRM, as well as investment and treasury operations.

• Conduct walkthroughs, control testing, and validate operational processes.

• Identify and evaluate risks, control deficiencies, and process inefficiencies.

• Test transactions, reconciliations, system controls, and ensure compliance with policies and regulatory standards.

• Assess internal controls related to financial reporting, asset protection, and operational efficiency.

• Document audit procedures, findings, and supporting work papers in accordance with professional audit standards.

• Prepare audit reports that include observations, root cause analyses, and recommendations.

• Assist with compliance evaluations related to FDIC, OCC, Federal Reserve, and state banking regulations.

• Engage in client and stakeholder meetings to collect information and communicate audit status.

• Contribute to project management across various audit engagements, ensuring timelines and deliverables are met.

• Promote continuous improvement through the use of audit tools, methodologies, and process enhancements.

• Carry out additional duties as assigned.

⛳️ Requirements

• Bachelor’s degree in accounting, finance, business administration, or a related field.

• 0-3 years of experience in internal audit, external audit, banking operations, risk management, or related fields; internships are welcome.

• Basic understanding of internal control frameworks (e.g., COSO).

• Basic knowledge of audit methodologies and risk assessment techniques.

• Fundamental understanding of banking operations and regulatory requirements.

• Strong analytical and problem-solving abilities with a keen attention to detail.

• Proficient written and verbal communication skills.

• Capability to manage multiple tasks and work both independently and collaboratively within a team.

• Demonstrated eagerness to learn and enhance technical audit and banking knowledge.

• Willingness to travel as necessary (approximately 25 nights per year).

• Previous exposure to banking operations, audit engagements, or regulatory compliance through coursework, internships, or work experience.

• Familiarity with auditing standards (e.g., IIA Standards), regulatory guidance, or risk frameworks.

• Experience with data analysis tools (e.g., Excel, SQL, or audit analytics platforms).

• Pursuit of or interest in obtaining professional certifications such as CPA, CIA, or CISA.

• Aspiration to build a long-term career in internal audit, risk advisory, or financial services consulting.

🏝️ Benefits

• Generous time off and paid firm holidays, including the week between Christmas and New Year’s.

• Flexible work schedules.

• 16 weeks of paid maternity and adoption leave.

• 8 weeks of paid parental leave.

• 4 weeks of paid caregiver leave (once eligible).

• Comprehensive health and wellness benefits, including wellness coaching and mental health counseling.

• One-on-one professional coaching.

• Leadership and career development programs.

• Access to Beyond: a unique program offering experiences that help expand your life, both personally and professionally.