
Workforce Compliance & Ethics Consultant
Posted 6 days ago

Posted 6 days ago
This is a fully remote position, open to applicants in Minnesota.
• Offer guidance, recommendations, and solutions to corporate and field leaders within the enterprise on intricate or highly sensitive employee and field issues.
• Advise stakeholders on compliance and policy matters, including EEO and Non-Discrimination, Wage and Hour, ADA, Business Gifts & Entertainment, and Conflicts of Interest.
• Collaborate with business leaders, key stakeholders, and Centers of Excellence (COEs) to proactively address and resolve workforce issues while mitigating enterprise risk.
• Recognize compliance and ethics trends and best practices to foster continuous improvement and educate stakeholders.
• Independently spearhead projects, manage timelines, escalate issues when necessary, and communicate progress effectively.
• Develop, consistently apply, and revise policies owned by the team.
• Create and update policies to ensure compliance with employment laws.
• Identify opportunities for process enhancements and integrate updates into enterprise policies, processes, and procedures.
• Recognize and escalate risks associated with the workforce.
• Prepare, manage, and maintain precise documentation regarding sensitive and confidential employee matters.
• Assist with the termination processes for Financial Advisors and review and prepare cease and desist letters.
• Stay informed about relevant state and federal laws and regulations.
• Provide advice on organizational design, restructures, and reductions in force, including business cases and separation agreements.
• Review and assess reasonable accommodation requests under the ADA.
• Engage in the ADA interactive process to determine effective or reasonable accommodations.
• Partner with employees, business leaders, and HR Business Partners to follow up on accommodations.
• Administer, track, and report team data; create reports and analyses; prepare presentations, communications, and implementation plans.
• Cultivate cross-functional relationships across Corporate Law, Compliance, Human Resources, Corporate Security, and business leadership.
• Support responses to agency charges, litigation, audits, and other reviews.
• Exemplify Thrivent’s leadership competencies while promoting continuous improvement, employee engagement, and Thrivent’s purpose and values.
• Bachelor’s degree in human resources, business, legal studies, analytics, public policy, or a related discipline; or equivalent professional experience.
• At least 7+ years of experience in employee relations, ethics, compliance, human resources, or a related area.
• Demonstrated experience supporting complex or sensitive workforce issues, compliance programs, and/or cross-functional business processes.
• In-depth knowledge of EEO, Unemployment, AAP, FMLA, Employment at Will, Severance Agreements, Discipline, Due Process, Employment Statutes, Regulations, Policies and Procedures, and employment law.
• Exceptional relationship management abilities with a talent for establishing rapport and collaborating effectively.
• Capability to influence decision-makers across various functions and levels.
• Strong judgment and ability to manage sensitive information with professionalism and discretion.
• High level of service, confidentiality, diplomacy, tact, and business acumen.
• Keen attention to detail.
• Strong analytical and critical thinking skills; ability to utilize data to influence decisions, identify risks and improvement opportunities, and simplify complex issues into actionable plans.
• Excellent written and verbal communication skills.
• Strong organizational and time management skills; adept at prioritizing workload and multitasking in a fast-paced setting.
• Prior experience in financial services is preferred.
• Experience consulting on Conflicts of Interest and/or Business Gifts & Entertainment is preferred.
• Various bonuses, including annual or long-term incentives.
• Medical, dental, and vision insurance.
• Health savings account.
• Flexible spending account.
• 401(k).
• Pension.
• Life and accidental death and dismemberment insurance.
• Disability insurance.
• Supplemental protection insurance.
• 20 days of Paid Time Off each year.
• Sick and Safe Time.
• 10 paid company holidays.
• Volunteer Time Off.
• Paid parental leave.
• Employee Assistance Program (EAP).
• Well-being benefits.
• Additional employee benefits.
DECA
LifeStance Health
RTX
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