Temporary IT Audit – AML & Regulatory Remediation

This is a fully remote position, open to applicants in Florida, +7 more states.

📋 Description

• Evaluate remediation activities aimed at addressing findings related to technology, risk, and controls.

• Create and implement risk-based testing strategies to assess the design and operational effectiveness of controls.

• Conduct IT audit testing across various areas including IT governance, SDLC, Change Management, technology operations, applications, and data controls.

• Analyze AML and Financial Crimes technology environments along with their associated control frameworks.

• Examine system configurations, technical documentation, data flows, interfaces, and application controls to pinpoint risks and verify remediation efforts.

• Perform targeted testing and thorough reviews of intricate technology control environments.

• Identify root causes, formulate significant observations, and offer practical recommendations.

• Prepare clear and comprehensive audit documentation while communicating findings to key stakeholders.

• Assist a major global banking institution with regulatory remediation and Financial Crimes technology initiatives.

• Collaborate with stakeholders across EMEA and APAC.

⛳️ Requirements

• Over 8 years of IT Audit experience in large global banking institutions.

• Strong background in supporting regulatory remediation, issue validation, and risk management initiatives.

• Extensive expertise in auditing AML and Financial Crimes technology environments, including Transaction Monitoring, Sanctions Screening, KYC/CDD, and related systems.

• Experience in auditing SDLC, Change Management, system configurations, and application controls.

• Proficient in evaluating data lineage, interfaces, system-to-system connections, and data quality controls.

• Solid experience in controls testing, risk assessment, and substantive testing.

• Demonstrated ability to independently lead and execute audit testing with minimal supervision.

• Experience in reviewing technical documentation, system architecture, data flows, and code.

• Willingness and ability to support stakeholders across EMEA and APAC time zones.

• Must be located on the East Coast or able to work East Coast business hours.

• Familiarity with Payments systems and their related technology environments.

• Experience in supporting large-scale regulatory remediation or transformation initiatives within a banking context.

• Background in auditing Model Validation and Model Risk Management processes.

• Professional certifications such as CISA, CIA, CAMS, or CPA are preferred.

• RSM does not plan to hire entry-level candidates who will require sponsorship now or in the future.

🏝️ Benefits

• Competitive benefits and compensation package.

• Flexible schedule.

• Accommodation for applicants with disabilities.