Senior Internal Auditor – Sox Compliance

This is a fully remote position, open to applicants in Utah.

📋 Description

• Implement the annual SOX 404 program in accordance with COSO and company policies, which includes performing walkthroughs, identifying risks/control gaps, and testing key controls for their design and operational effectiveness.

• Maintain SOX documentation, which encompasses RCMs, narratives, flowcharts, control descriptions, and workpapers.

• Assess deficiencies, their severity, and remediation, along with conducting follow-up testing.

• Conduct risk-based financial and operational audits throughout core business cycles.

• Execute compliance reviews, fraud-risk assessments, and process-improvement evaluations.

• Test IT general and application controls across ERP and business systems, including NetSuite, Salesforce, and Paycom.

• Contribute to enterprise and SOX risk assessments, as well as the development of the Internal Audit plan.

• Utilize data analytics and continuous monitoring to broaden coverage, perform population-based testing, identify anomalies, and create dashboards and recurring monitoring procedures.

• Document findings, conduct root-cause analyses, collaborate with management on corrective actions, and monitor or escalate issues through validation.

• Liaise with external auditors by providing SOX evidence and ensuring alignment on controls, testing, deficiencies, and remediation.

• Offer Internal Audit insights on significant system implementations and upgrades, including assessing NetSuite's SOX readiness.

• Evaluate controls in new systems and processes while identifying opportunities to automate manual controls and enhance efficiency.

⛳️ Requirements

• Bachelor’s degree in Accounting, Finance, Internal Audit, Information Systems, or a related field.

• 4–7 years of progressive experience in Internal Audit, SOX compliance, public accounting, or a related area.

• Strong knowledge of SOX Section 404 and COSO frameworks.

• Experience with walkthroughs, control testing, and preparing audit workpapers.

• Preference for candidates with public company SOX and Big 4 experience.

• Preferred experience in ITGC, application controls, ERP systems, and data analytics.

• Capability to perform risk-based SOX testing and assess internal controls over financial reporting.

• Experience in identifying control gaps, assessing deficiencies, and facilitating remediation efforts.

• Familiarity with business systems such as NetSuite, Salesforce, and Paycom.

• Ability to conduct root-cause analysis, coordinate with external auditors, and maintain independence in Internal Audit.

• Capability to occasionally lift office products and supplies weighing up to 50 pounds.

• Close vision and the ability to adjust focus.

🏝️ Benefits

• Employee RSU Awards program.

• Quarterly and annual bonus program based on performance.

• Competitive health, dental, and vision insurance coverage.

• PTO/DTO for full-time employees.

• 10 paid holidays.