Mid-Level Compliance Analyst

This is a fully remote position, open to applicants in Brazil.

📋 Description

• Map out processes, subprocesses, activities, responsible parties, systems, and interactions with other departments.

• Create and revise flowcharts, narratives, and risk and control matrices.

• Recognize risks and evaluate control designs, emphasizing gaps and areas for enhancement.

• Plan and execute control testing, analyze evidence, and document findings and conclusions.

• Assist in evaluating the effectiveness of AML/CFT controls, including testing, sample analysis, and report creation.

• Oversee audits, findings, and action plans, confirming deadlines and implementation evidence.

• Aid departments in establishing controls and corrective measures while ensuring record-keeping and work traceability.

• Contribute to the assessment of policies, procedures, and methodologies.

• Generate metrics and materials for reports and committee meetings.

• Operate under the guidance and review of the Compliance Coordinator.

⛳️ Requirements

• Bachelor's degree in Business Administration, Accounting, Economics, Law, Engineering, or a related discipline.

• Experience in risk management, internal controls, auditing, Compliance, or related fields.

• Proficiency in process mapping, preparation of risk and control matrices, and monitoring of action plans.

• Familiarity with control testing, sample and evidence analysis, preparation of working papers, and report writing.

• Understanding of AML/CFT processes and the evaluation of the effectiveness of related controls.

• Knowledge of regulations relevant to risk management, internal controls, and AML/CFT, taking into account the institution's regulatory classification.

• Proficient in Microsoft Office, particularly Excel, Word, and PowerPoint, with experience in process mapping tools.

• Strong writing abilities and the capacity to consolidate technical information into reports and presentations.

• Preferred: experience in financial institutions, payment institutions, or other entities regulated by the Central Bank of Brazil.

• Preferred: experience in preparing AML/CFT effectiveness assessment reports.

• Preferred: experience in internal or external auditing within the financial or payments sector.

• Preferred: knowledge of COSO, ISO 31000, and regulations from the Central Bank of Brazil.

• Preferred: familiarity with tools for risk, control, and action plan management.

• Preferred: knowledge of data analysis as it applies to control testing.

• Preferred: specialization or certification in Risk Management, Internal Controls, Auditing, Compliance, or AML/CFT.

• Possess analytical skills, critical thinking, organization, and attention to detail.

• Excellent communication skills, a collaborative mindset, discretion, and the capability to lead meetings and follow up on requests with various departments.

🏝️ Benefits

• Annual Bonus: Up to 3.3 monthly salaries; for commercial roles, an OTC commission-based performance model applies.

• Career Development: Feedback culture with 360-degree performance reviews; internal recognition program and close interaction with management through one-on-one meetings.

• NDD with You: Financial education program, psychological counseling, legal advice, and social support.

• Unimed health insurance and life insurance.

• Support for flu vaccination and wellness initiatives.

• Meal allowance.

• Unlimited coffee and fruit at the office.

• Relaxation space featuring a recreation area, barbecue facilities, and games.

• SESC partnership: Access to cultural, educational, and tourism activities.

• Education assistance.

• Support for learning new languages.

• Incentive to participate in industry events.

• Assistance for professional certifications.

• Transportation allowance.

• On-site parking and bicycle parking.

• Birthday voucher.

• 40-hour workweek.

• Flexible working hours.