Senior Compliance Analyst

This is a fully remote position, open to applicants in Canada.

📋 Description

• Assist in the development, upkeep, and implementation of the Canadian compliance program in accordance with applicable CSA National Instruments, Restricted Dealer and Marketplace registrations, and associated exemptive relief.

• Aid in the management of Crypto.com Canada's CIRO membership by reviewing and updating policies, procedures, and controls to meet CIRO requirements.

• Track regulatory changes and evaluate their impact on products, services, processes, and customer onboarding.

• Evaluate and provide compliance advice on product launches, modifications, digital asset offerings, custody, onboarding, and operational workflows.

• Draft, maintain, and enhance compliance policies, procedures, monitoring plans, registers, and program documentation.

• Assist in designing and delivering compliance training for employees and business stakeholders.

• Support the review and escalation of compliance incidents, complaints, significant issues, and regulatory concerns to the CCO and UDP.

• Examine marketing and customer-facing materials for regulatory compliance and appropriate disclosures.

• Manage registration for the firm and individual representatives, including necessary filings and record-keeping.

• Provide assistance during regulatory examinations, meetings, and information requests involving OSC, CIRO, FINTRAC, and other Canadian regulators.

• Collaborate with Product, Technology, Operations, Finance, Legal, Risk, and other stakeholders to implement requirements effectively.

• Support compliance monitoring, testing, issue tracking, and reporting to senior management.

• Enhance governance, documentation, and audit trails to ensure the program remains operationally effective and ready for inspection.

⛳️ Requirements

• Over 5 years of relevant experience in compliance, legal, regulatory, risk, or securities, with substantial experience applying Canadian securities requirements.

• Strong working knowledge of CSA National Instruments pertinent to crypto trading platforms, securities dealers, marketplaces, digital assets, custody, and client onboarding.

• Familiarity with CIRO requirements and best practices, or the ability to quickly acquire that knowledge.

• Experience in supporting compliance programs for a securities dealer, marketplace, fintech, crypto trading platform, financial institution, or similarly regulated entity.

• Canadian resident capable of effectively working with Canadian regulatory stakeholders.

• Approved Person registration as per applicable CSA/CIRO requirements, or willingness and capability to obtain the necessary registration.

• Excellent written and verbal communication skills; capable of articulating complex regulatory concepts clearly to non-specialists.

• Ability to cultivate trusted relationships, constructively challenge, and influence decisions across various functions.

• Comfortable navigating change, ambiguity, competing priorities, and multiple stakeholders.

• Highly organized, detail-oriented, and process-focused, with sound judgment and a practical, solutions-oriented approach.

• Experience in digital assets, securities, custody, financial crime compliance, or regulated onboarding is strongly preferred.

• Experience in supporting regulatory examinations, audits, remediation programs, or interactions with regulators.

• Experience with compliance monitoring, handling complaints, marketing reviews, registration management, or regulatory reporting.

• Knowledge of FINTRAC, AML/CTF, sanctions, privacy, or market integrity obligations applicable to Canadian digital asset businesses.

• Relevant professional designation or legal/compliance qualification.

• Awareness of OCC Banking regulations.

🏝️ Benefits

• Competitive salary.

• Attractive annual leave entitlement, including birthday and work anniversary leave.

• Internal mobility program offering a diverse range of career opportunities.

• Crypto.com Visa card provided upon joining.