
Manager, Compliance Monitoring and Investigations
Posted 5 days ago

Posted 5 days ago
This is a fully remote position, open to applicants in California, +2 more states.
• Assist in the implementation of the global annual compliance monitoring program for all regions beyond Greater China.
• Oversee the annual monitoring program for North America, specifically the United States and Canada.
• Establish annual monitoring objectives and allocate monitors according to geography, availability, experience, and program requirements.
• Monitor checklists, observations, remediation efforts, corrective actions, and follow-up activities.
• Facilitate stakeholder meetings to discuss monitoring updates, observations, trends, and corrective action strategies.
• Execute virtual, live, and retrospective monitoring activities.
• Assist with region-specific monitoring strategies outside North America by engaging stakeholders, tracking progress, and conducting follow-ups.
• Improve the monitoring program's framework, which includes methodology, checklists, templates, training materials, and onboarding resources.
• Contribute to the global whistleblower and compliance investigations program for all regions outside Greater China.
• Aid investigations by reviewing documents, conducting interviews, and analyzing disciplinary review committee materials and investigation reports.
• Lead designated compliance investigations with integrity, discretion, consistency, and confidentiality.
• Maintain the case management system.
• Assist in evaluating conflicts of interest disclosures and recommend guidelines or conditions.
• Support third-party partner management, ensuring quality oversight and follow-up on deliverables.
• Define and uphold program metrics while analyzing data for patterns, trends, and emerging risks.
• Escalate significant observations or trends and suggest modifications to monitoring plans or controls.
• Develop and maintain dashboards and quarterly reports for compliance committees, the Audit Committee, leadership, and stakeholders.
• Preserve systems, policies, procedures, work instructions, templates, and other program-related documentation.
• Conduct live monitoring as necessary, with domestic travel up to 20%.
• Report directly to the Director of Compliance Monitoring and Investigations.
• A Bachelor’s degree is required.
• A minimum of 5 years of combined experience in healthcare compliance, auditing, monitoring, investigations, internal audit, or a related field.
• Familiarity with laws, regulations, and industry codes pertinent to pharmaceutical product development and commercialization.
• Knowledge and experience with U.S. healthcare fraud and abuse laws, FDCA, FDA guidance, OIG Compliance Program Guidance, OIG advisory opinions, and federal and state transparency and compliance program disclosure laws.
• Understanding of U.S. and international industry codes, including PhRMA, EFPIA, and IFPMA.
• Experience in supporting or managing risk-based compliance monitoring programs, which include live and transactional activity reviews.
• Experience in supporting or conducting internal investigations.
• Ability to coordinate multiple workstreams, stakeholders, vendors, deadlines, and corrective action plans in a global, matrixed environment.
• Capable of exercising sound judgment, maintaining confidentiality, and managing sensitive matters with integrity and discretion.
• Excellent written and verbal communication skills.
• Strong analytical and problem-solving abilities, including data interpretation, trend identification, and translating findings into actionable recommendations.
• Exceptional organizational skills, attention to detail, initiative, and follow-through.
• A collaborative interpersonal style with the ability to build effective relationships.
• Proficiency in Microsoft 365 applications, case management and compliance monitoring systems, data visualization and dashboard tools, advanced Excel and reporting tools, SharePoint, and collaboration or project-management platforms.
• Ability to work across regions and time zones while managing sensitive information in accordance with legal, regulatory, and company requirements.
• Eligibility for an annual bonus plan for non-commercial roles.
• Eligibility for an incentive compensation plan for commercial roles.
• Discretionary equity awards.
• Employee Stock Purchase Plan.
• Medical insurance.
• Dental insurance.
• Vision insurance.
• 401(k).
• FSA/HSA.
• Life Insurance.
• Paid Time Off.
• Wellness program.
DECA
LifeStance Health
RTX
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