Compliance Technology Program Lead

This is a fully remote position, open to applicants in California.

📋 Description

• Leverage AI agents, such as Claude and other LLM-based tools, to streamline oversight, monitoring, and documentation tasks.

• Prepare requirements, documentation suitable for examinations, data quality assessments, and continuous model performance evaluations.

• Create human-in-the-loop checkpoints to ensure defensible automated outputs.

• Develop and uphold model and data governance frameworks in accordance with SR 11-7, SR 26-2, and OCC 2011-12.

• Provide constructive challenges throughout the model development lifecycle.

• Collaborate with BSA/AML Policy, Machine Learning, Engineering, and CAX teams.

• Design and implement real-time dashboards to monitor model health, input data, and performance metrics.

• Establish standards for threshold tuning and Below the Line testing controls.

• Set up triggers to identify model degradation and establish requirements for tuning or deprecation.

• Manage Transaction Monitoring models, including heuristic and rules-based detection logic, thresholds, and alert data pipelines.

• Supervise blockchain analytics and screening tools like TRM and Chainalysis.

• Oversee Sanctions Screening models, including list management, fuzzy-match tuning, and reducing false positives.

• Administer Customer Risk Scoring models, focusing on segmentation logic, recalibration, and challenges related to risk drivers.

• Manage AI-driven case-resolution models to ensure decisions are explainable, auditable, and defensible to regulators.

⛳️ Requirements

• Over 7 years of experience in compliance technology within regulated financial institutions, or as a consultant working with financial institutions.

• Practical experience in building with modern AI tools, including Claude, GPT, or similar LLM-based agents.

• Proficient in prompt engineering, designing agentic workflows, and integrating AI into operational processes.

• Experience with both Machine Learning and Heuristic models in Transaction Monitoring, Sanctions Screening, and Customer Risk Scoring.

• Experience in monitoring input data quality.

• Familiarity with model performance monitoring.

• Experience executing AML model validations in accordance with SR 11-7 and OCC 2011-12.

• Capability to respond to examinations and consent orders, and engage with regulators and independent monitors.

• Experience with virtual currencies.

• Knowledge of blockchain analytics and screening tools such as Chainalysis and TRM Labs.

• Proven ability to drive cross-functional initiatives.

• Understanding of regulated financial services and related compliance obligations.

• Familiarity with statistical concepts pertinent to machine learning.

• Strong expertise in data analytics and visualization.

🏝️ Benefits

• Opportunity for remote work.

• Comprehensive medical insurance.

• Flexible time off policies.

• Retirement savings plans.

• Modern family planning options.