Chief Compliance Officer – US

This is a fully remote position, open to applicants in United States.

📋 Description

• Oversee the SEC registration process for a private fund adviser, which includes Form ADV Parts 1A, 1B, and the Part 2 Adviser Brochure.

• Administer ongoing SEC compliance efforts.

• Create and implement comprehensive written compliance policies that address portfolio management, conflicts of interest, fiduciary responsibilities, custody oversight, and AML/KYC frameworks.

• Perform annual compliance reviews and testing.

• Prepare responses for SEC examinations and manage regulatory inquiries.

• Stay updated on evolving SEC private fund regulations and convert them into actionable policies.

• Determine the staffing, systems, and office infrastructure necessary for establishing proper organizational substance.

• Set up procedures for monitoring sub-advised GPs and ensuring compliance with fund mandates and risk limits.

• Manage books and records, including a six-year retention policy, email preservation, trade capture, and decision logs.

• Collaborate with IT to ensure compliance with cybersecurity standards.

• Design and supervise compliance monitoring across Infra One’s portfolio of funds.

• Conduct initial and ongoing due diligence on GP sub-advisers.

• Maintain documentation of monitoring activities through quarterly reviews, compliance testing, and incident logs.

• Counsel the US Platform Head on fund structuring, GP selection, and investor eligibility.

• Engage in investment committee meetings to pinpoint compliance and regulatory risks.

• Take ownership of identifying and disclosing conflicts of interest and communicate significant conflicts to fund investors.

• Report directly to the US Platform Head / Managing Director.

⛳️ Requirements

• 7–12 years of compliance experience within a registered investment adviser (RIA), private fund platform, hedge fund, or private equity firm.

• Extensive knowledge of the Advisers Act, Regulation D, Form ADV, and SEC examination standards applicable to private fund advisers.

• Practical experience with multi-fund governance, monitoring sub-advisers, and managing conflicts of interest.

• Familiarity with custody regulations, AML/KYC frameworks, and cybersecurity compliance standards.

• Previous experience with SEC registration, Form ADV filings, and examination cycles.

• An entrepreneurial compliance mindset; capable of developing frameworks from the ground up.

• Proficiency across operations, finance, and legal disciplines.

• Ability to interpret complex regulatory requirements and convert them into actionable policies for non-compliance teams.

• Previous exposure to European fund regulations (Luxembourg, Ireland) or multi-jurisdictional platforms is a plus.

• CPA, JD, or CFA credentials are advantageous; CCEP certification is a bonus.

• Familiarity with infrastructure or venture fund management is a plus.

🏝️ Benefits

• 20% bonus.

• Equity: TBD (0.1%–0.3% based on background).

• Remote work with a preference for US timezone overlap with San Francisco headquarters.

• Complete ownership of the compliance operating system.

• Direct influence on platform strategy and GP selection.

• Involvement in investment decisions and board discussions.

• Significant equity stake in an early-stage platform.