
Brokerage Operations Manager
Posted May 25

Posted May 25
This is a fully remote position, open to applicants in Saudi Arabia.
• Supervise customer activities in near-real-time to effectively manage trading exposure in margin and options.
• Analyze daily reports and take necessary actions for any exceptions.
• Adhere to Federal Reserve Regulation T and FINRA Rule 4210 when handling margin calls.
• Execute option expiration processes and implement risk mitigation strategies.
• Emphasize a strong customer service orientation.
• Promote process enhancements and operational efficiencies.
• Review fraud alerts on a daily basis.
• Undertake ad hoc tasks and projects as assigned.
• Series 7 and 63 are required; Series 4 is preferred or the ability to obtain within three months of employment.
• A minimum of 3 years of experience in brokerage operations.
• Exceptional attention to detail, accuracy, and reliability, with the ability to excel in a fast-paced environment.
• Knowledge of FINRA and OCC regulations and systems.
• Capability to work both collaboratively in a team and independently.
• Must be adaptable to a dynamic business and regulatory landscape.
• Enjoys embracing challenges and taking on new responsibilities.
• Competitive Salary & Stock Options
• Health Benefits
• New Hire Home-Office Setup: One-time USD $500
• Monthly Stipend: USD $150 per month via a Brex Card
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