Brokerage Operations Manager

This is a fully remote position, open to applicants in Saudi Arabia.

📋 Description

• Supervise customer activities in near-real-time to effectively manage trading exposure in margin and options.

• Analyze daily reports and take necessary actions for any exceptions.

• Adhere to Federal Reserve Regulation T and FINRA Rule 4210 when handling margin calls.

• Execute option expiration processes and implement risk mitigation strategies.

• Emphasize a strong customer service orientation.

• Promote process enhancements and operational efficiencies.

• Review fraud alerts on a daily basis.

• Undertake ad hoc tasks and projects as assigned.

⛳️ Requirements

• Series 7 and 63 are required; Series 4 is preferred or the ability to obtain within three months of employment.

• A minimum of 3 years of experience in brokerage operations.

• Exceptional attention to detail, accuracy, and reliability, with the ability to excel in a fast-paced environment.

• Knowledge of FINRA and OCC regulations and systems.

• Capability to work both collaboratively in a team and independently.

• Must be adaptable to a dynamic business and regulatory landscape.

• Enjoys embracing challenges and taking on new responsibilities.

🏝️ Benefits

• Competitive Salary & Stock Options

• Health Benefits

• New Hire Home-Office Setup: One-time USD $500

• Monthly Stipend: USD $150 per month via a Brex Card