Senior Principal Consultant

This is a fully remote position, open to applicants in Alabama, +43 more states.

📋 Description

• Oversee or support all facets of mock regulatory examinations and compliance program evaluations.

• Conduct a wide range of activities during reviews for ACA’s most significant and complex clients.

• Offer regulatory consulting services to clients as required.

• Proactively and profitably manage assigned client relationships and projects.

• Collaborate with other internal departments as needed.

• Identify, manage, and/or assist with ACA special projects and internal initiatives.

• Formally supervise, train, evaluate, mentor, and provide feedback to colleagues.

• Undertake ad-hoc tasks and special projects as necessary to support ACA.

⛳️ Requirements

• Bachelor’s degree.

• 8 years of industry experience.

• Alternatively, at least 6 years of experience that includes:

• (i) experience as an examiner or attorney with the U.S. SEC, NFA, CFTC, FINRA, or another regulatory body.

• (ii) experience as a compliance analyst or consultant with ACA or a consulting firm similar to ACA.

• Advanced understanding of pertinent federal securities laws and related regulations.

• Possess executive presence – a professional who communicates seamlessly with regulators and high-profile clients.

• A major or concentration in compliance, law, business, accounting, finance, and/or economics is preferred.

• Experience in a supervisory role.

🏝️ Benefits

• Medical and dental coverage.

• 401(k) plans.

• Paid time off options.

• Flexible work environment.

• ACA Paid Holidays.

• Summer Fridays.

• Personal/Family Care.

• Leaves of absence.

• Student Debt Forgiveness.

• Pet Insurance.