Registered Client Service Associate

This is a fully remote position, open to applicants in Ohio.

📋 Description

• Acts as the initial point of contact for client service inquiries.

• Facilitates the onboarding process for new clients and manages client data.

• Oversees asset transfers and monitors available cash for investment purposes.

• Assesses corporate action items and client notifications.

• Compiles financial reports for client meetings.

• Enters orders and adjusts portfolios on behalf of financial advisors.

⛳️ Requirements

• High School Diploma or equivalent qualification.

• A minimum of 1 year of experience in the securities industry or a related field is preferred.

• SIE certification is mandatory, along with Series 7 and any required state certifications (Series 63, 65, and/or 66).

• Understanding of the company’s organizational structure, policies, mission, and strategies.

• Familiarity with managed account platforms, office procedures, investment concepts, and trading terminology.

• Proficient in using Client Relationship Management (CRM) software.

• Strong Excel skills for creating spreadsheets and generating reports.

• Capable of analyzing and researching account-related information.

🏝️ Benefits

• Medical, dental, and vision insurance.

• Life insurance coverage.

• Critical illness and accident insurance.

• Disability benefits.

• Retirement savings plan.

• Paid time off, including vacation, holidays, and sick leave.

• Parental leave.