Partnership Executive

This is a fully remote position, open to applicants in United States.

📋 Description

• Deliver senior-level compliance consulting services to investment advisers, as well as broker-dealers and private fund managers when applicable.

• Oversee ongoing client relationships, ensuring the provision of high-quality service throughout annual engagements and project-based initiatives.

• Lead and conduct intricate compliance reviews, both remotely and on-site.

• Author and evaluate disclosure documents, policies, procedures, and various regulatory materials.

• Counsel clients on regulatory changes, risk factors, and best practices within the industry.

• Play a role in the creation, enhancement, and launch of new and innovative service offerings.

• Assist in the tactical execution of newly introduced services.

• Aid in the development and delivery of internal training programs to ensure consistent implementation across the consulting team.

• Act as a senior subject matter expert for consultants, VPs, and Directors throughout the organization.

• Collaborate with sales teams to bolster business development initiatives.

⛳️ Requirements

• A law degree or extensive compliance experience is mandatory.

• Substantial experience (generally 8–12+ years) in investment adviser compliance, with a strong understanding of the Investment Advisers Act of 1940.

• Preference for candidates with experience in private funds; familiarity with CFTC/NFA and/or FINRA regulations is advantageous.

• Previous experience in compliance consulting is a plus.

• Proven capability to analyze intricate regulatory matters and offer clear, practical advice.

• Excellent interpersonal and communication abilities.

• Demonstrated proficiency as a senior individual contributor in a collaborative, client-focused environment.

• Experience in contributing to service development, training, or internal projects is highly regarded.

• Availability and readiness to travel as necessary.

• Proficient in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).

🏝️ Benefits

• Equal Opportunity Employer

• Health insurance

• 401(k) matching

• Paid time off

• Professional development opportunities