Investment Specialist

This is a fully remote position, open to applicants in Arizona, +3 more states.

📋 Description

• Deliver exceptional customer service as the initial point of contact for clients.

• Assist clients with inquiries related to their accounts, including password resets and account openings.

• Handle incoming phone calls and emails from clients while adhering to service level objectives.

• Execute trades on client accounts and facilitate the transfer of assets.

• Address and resolve any client issues or concerns promptly and effectively.

• Conduct business in compliance with the rules and regulations set forth by regulatory authorities.

⛳️ Requirements

• A minimum of 2 – 3 years of proven experience in customer service within the financial planning, securities, or insurance sectors.

• A valid and active SIE, Series 7, and Series 66 (or 65+63) is mandatory.

• Series 65 must be obtained within 6 months of employment.

• A bachelor's degree is preferred, especially with a focus on finance or economics.

• Fundamental understanding of the Financial Planning process.

• Strong knowledge of markets and investment products.

• Comprehensive working knowledge of the financial industry.

🏝️ Benefits

• Health insurance.

• Tuition reimbursement.

• Accident and life insurance.

• Retirement savings plans.