1940 Act Paralegal – Investment Management

This is a fully remote position, open to applicants in Arizona.

📋 Description

• Assist attorneys with matters related to the Investment Company Act of 1940, focusing on registered investment funds and compliance with regulations.

• Prepare, review, and manage SEC filings such as Form N-1A, Form N-CSR, prospectuses, and Statements of Additional Information (SAIs).

• Support EDGAR filings, adhere to regulatory deadlines, and maintain compliance documentation.

• Organize investment fund board meetings, including the preparation of agendas, minutes, and governance materials.

• Keep legal records well-organized.

• Collaborate with attorneys on various investment management initiatives.

• Optimize processes to ensure precision in key regulatory matters.

⛳️ Requirements

• Minimum of 3 years of relevant paralegal experience in investment management, registered funds, or matters related to the 1940 Act.

• Knowledge of SEC regulatory filings and investment company documentation is essential.

• Experience with EDGAR filing processes is advantageous.

• Previous support experience with fund boards and familiarity with Diligent or Boardvantage is preferred.

• Excellent organizational skills and a keen eye for detail.

• Capable of managing deadlines independently.

• Comfortable working collaboratively with a remote legal team.

🏝️ Benefits

• Enjoy the flexibility of working 100% remotely from any location within the United States.

• Benefit from a flexible working environment.

• Access opportunities for professional development and career advancement.

• Receive dental insurance.

• Get health insurance coverage.

• Enjoy life insurance benefits.

• Benefit from paid time off.

• Access vision insurance.