Temporary AML IT Audit Consultant

This is a fully remote position, open to applicants in Florida, +6 more states.

📋 Description

• Assist a prominent global banking client with regulatory remediation and issue validation efforts.

• Analyze technology controls that support Anti-Money Laundering (AML) and Financial Crimes initiatives.

• Confirm the effectiveness of remediation activities and evaluate adherence to regulatory requirements.

• Review the design and operational efficiency of IT controls related to transaction monitoring, sanctions screening, and KYC/CDD systems.

• Conduct issue validation and testing of remediation efforts.

• Implement risk-based audit strategies, encompassing controls testing and focused substantive evaluations.

• Assess IT general controls, change management protocols, security measures, operational workflows, and data governance.

• Carry out model validation and testing of controls, including governance, methodologies, assumptions, and documentation.

• Analyze technical documentation, system configurations, data flows, reports, and application controls.

• Detect control deficiencies, identify root causes, and offer actionable recommendations.

• Prepare audit documentation for internal audit, regulatory, and stakeholder assessments.

⛳️ Requirements

• A minimum of 5 years of experience in IT Audit, Technology Risk, Internal Audit, or a similar domain within banking or financial services.

• Proven experience in conducting controls testing, focused substantive testing, issue validation, or regulatory remediation evaluations.

• Understanding of AML and Financial Crimes protocols, including transaction monitoring, sanctions screening, and customer due diligence.

• Proficient in evaluating IT general controls (ITGCs), application controls, security measures, and change management practices.

• Background in model validation, model governance, or assessments of control effectiveness.

• Capability to review and analyze technical documentation, system architecture, data flows, system settings, and code.

• Exceptional analytical, documentation, written communication, and stakeholder engagement skills.

• RSM does not plan to hire entry-level candidates who will require sponsorship, now or in the future.

• Preferred: experience with consent order validation and regulatory remediation initiatives.

• Preferred: background with large global banking organizations.

• Preferred: experience in AML, Financial Crimes, Compliance, or Regulatory Risk functions.

• Preferred: familiarity with Model Risk Management or model governance frameworks.

• Preferred: experience in regulatory environments involving OCC, Federal Reserve, FDIC, or similar regulatory agencies.

🏝️ Benefits

• Competitive benefits and compensation package.

• Flexible work schedule.

• Accommodation for applicants with disabilities during the recruitment process and employment.

• Commitment to equal opportunity and reasonable accommodation.