Registered Client Service Associate

This is a fully remote position, open to applicants in United States.

📋 Description

• Serve as the primary point of contact for clients and broker partners regarding service needs and concerns.

• Process and submit operational requests, including fund distributions, cash and stock journals, account updates, initiation of ACATs, and other operational duties.

• Investigate and address client inquiries related to form submissions, transfers, and other operational matters.

• Collaborate with trading, brokerage operations, sales, solutions, customer success, engineering, and product teams to resolve client issues.

• Ensure the accurate and successful submission of new business paperwork.

• Make independent choices within established guidelines.

• Utilize a basic understanding of KYC and client onboarding processes.

⛳️ Requirements

• One to two years of experience in the securities industry.

• Possession of a FINRA Series 7 license.

• Exceptional attention to detail, accuracy, and dependability.

• Strong written and verbal communication skills.

• Familiarity with FINRA, Federal, and SEC regulations.

• Ability to collaborate effectively within a remote team setting.

• Capacity to adapt to evolving business and regulatory landscapes.

• Basic knowledge of KYC and client onboarding processes.

• A positive and resilient attitude in a fast-paced environment.

• Capability to make independent decisions within general guidelines.

🏝️ Benefits

• Competitive Salary & Stock Options.

• Health Benefits.

• New Hire Home-Office Setup: One-time USD $500.

• Monthly Stipend: USD $150 per month via a Brex Card.