Specialist, Regulatory Compliance

This is a fully remote position, open to applicants in Canada.

📋 Description

• Assist in the execution and continuous management of the producer compliance program.

• Perform compliance evaluations and aid in audits to determine adherence to regulatory and program standards.

• Oversee producer documentation and reporting to spot discrepancies or potential compliance issues.

• Help in the preparation of compliance reports, findings, and documentation for internal assessment.

• Facilitate communication with producers concerning compliance questions, document requests, and corrective actions.

• Monitor regulatory updates and aid in revising compliance procedures and internal documentation as needed.

• Assist in the upkeep of compliance policies, procedures, and tracking systems.

• Promote cross-departmental collaboration to collect information necessary for compliance evaluations.

• Keep precise records of compliance activities, audits, and follow-up measures.

• Aid in the creation of materials for regulatory reviews or inquiries.

• Contribute to ongoing improvement efforts within the Producer Compliance department.

⛳️ Requirements

• Bachelor’s degree in Law, Environmental Studies, Business, Compliance, or a related area.

• Professional certification in compliance (e.g., CCEP) is considered advantageous.

• Over 3 years of experience in compliance, regulatory support, audit, or similar fields.

• Experience in regulated environments is preferred.

• Knowledge of regulatory compliance principles and risk management strategies.

• Strong analytical and problem-solving capabilities.

• Exceptional written and verbal communication abilities.

• Keen attention to detail and robust organizational skills.

• Proficient in Microsoft Office applications and familiar with audit or tracking tools.

🏝️ Benefits

• All CM employees work 40 hours per week, remotely from a home office environment.