Lead Analyst, AML Compliance

This is a fully remote position, open to applicants in Canada.

📋 Description

• Coordinate and oversee license applications and regulatory registration requests in Canada as the company's official representative.

• Maintain a centralized registry of licenses, registrations, and regulatory correspondence.

• Manage relationships with regulators and business partners to ensure accurate company representation and adherence to regulatory obligations.

• Ensure a consistent presentation of regulated activities across filings, applications, and regulatory communications.

• Review and validate contributions from subject matter experts to ensure accuracy, completeness, and timely submission of reports.

• Interpret and apply regulatory requirements to support compliance with licensing obligations.

• Conduct legal and regulatory research to evaluate the applicability of licensing requirements.

• Review financial and transactional data to confirm accuracy and compliance with regulatory requirements.

• Collect and maintain sensitive information pertaining to the company and its officers for regulatory filings.

• Coordinate the submission of regulatory notices, operational updates, and required disclosures, including those resulting from business or regulatory changes.

⛳️ Requirements

• A minimum of 3 years’ experience in one of the following areas: licensing in the financial sector, regulatory supervision, or management of regulatory inspections.

• At least 5 years’ experience in retail financial services or payments, within regulatory agencies or law firms, with a focus on AML compliance.

• Practical understanding of financial products and services for individuals and businesses.

• Strong knowledge of AML requirements, as well as relevant federal and provincial laws and regulations governing money services and funds transfers.

• Experience in managing regulatory licensing is considered an asset.

• Paralegal certification and/or legal research experience is a plus.

• CAMS or CFCS certification is advantageous.

• Ability to work effectively across various systems, tools, and platforms.

• Excellent written and verbal communication skills in both French and English.

• Candidates must be legally authorized to work full-time in Canada.

🏝️ Benefits

• Health and dental insurance.

• Teladoc Medical Experts.

• Lumino Health – Virtual Care.

• Life insurance.

• Accidental Death and Dismemberment (AD&D) insurance.

• Basic critical illness insurance.

• Short-term disability insurance.

• Long-term disability insurance.