Head of Compliance

This is a fully remote position, open to applicants in United Kingdom.

📋 Description

• As a seasoned Head of Compliance, you will serve as the primary authority on compliance matters, ensuring that the organization adheres to regulatory requirements while fostering innovation.

• Your role will be pivotal in safeguarding both the organization and its clientele.

• Design, implement, and oversee the compliance framework, policies, and procedures, with a particular emphasis on the mortgage sector.

• Technology-Focused - Collaborate with the business to develop and deploy AI tools, enhancing the accuracy and efficiency of compliance operations.

• Complaints Handling - Promptly investigate and resolve any compliance-related issues or complaints effectively.

• Proactively monitor regulatory developments and industry best practices to maintain a sharp and effective compliance strategy.

• Serve as the expert across a diverse range of compliance areas, including compliance monitoring, conduct risk, TCF, SMCR, and FCA reporting.

• Collaborate with a team of brokers, underwriters, and leadership to offer guidance and training on compliance matters, ensuring the business remains future-ready.

• Review and monitor mortgage loan documentation, disclosures, and advertisements to guarantee clarity, fairness, and non-misleading content.

• Act as the principal liaison for regulatory authorities, managing all reports and documentation.

⛳️ Requirements

• A minimum of 7 years of experience in a compliance position within the financial services sector, particularly in Mortgages, Secured Loans, Mortgage Protection Insurance, or Bridging - ideally within a Brokerage.

• Currently functioning as SMF 16 or acting in place of the current SMF 16.

• In-depth knowledge of the UK's regulatory framework (FCA, etc.).

• Strong ability to identify potential compliance risks and formulate effective strategies to mitigate them.

• Exceptional communication skills – capable of simplifying complex compliance issues for diverse audiences.

• A proactive self-starter with the ability to effectively manage time and priorities in a dynamic, remote setting.

• Relevant experience or a degree in business, finance, or a related field is advantageous, and certifications such as the Certified Regulatory Compliance Manager (CRCM) are highly valued.

🏝️ Benefits

• A competitive salary that reflects your skills and experience.

• Work from any location within the UK.

• An attractive benefits package, including private BUPA health insurance, a company pension, and access to a flexible benefits portal.

• Ample time to recharge with a generous holiday allowance.