• Become a member of a team of compliance specialists working alongside AR Firm Principals.

• Collaborate with AR Firms to provide coaching and support.

• Create tailored action plans for individual firms.

• Offer regulatory oversight to appointed representative firms.

• Ensure that the principles of Treating Customers Fairly are integrated.

• Identify and address customer, regulatory, reputational, and operational risks.

• Conduct inspection visits, offer feedback, and manage identified issues to resolution.

• Organize and arrange personal firm visits as required.

• Extensive experience in field supervision or compliance monitoring.

• Excellent relationship-building skills and confident communication abilities.

• Proficient in questioning techniques and demonstrating sound judgment.

• Strong analytical skills and a curious mindset.

• Familiarity with Network/National and IFA/restricted advice models.

• QCF Level 4 qualification or equivalent is required.

• A Compliance & Risk qualification is mandatory.

• Holiday entitlement of 182 hours (26 days).

• Quilter Incentive Scheme: All employees can participate in this incentive scheme that rewards business performance and individual contributions.

• Pension Scheme: A non-contributory company pension plan that can be enhanced through personal contributions.

• Private Medical Insurance: Standard single cover with options to extend to include your partner or children.

• Life Assurance: Coverage of 4 times your salary.

• Income Protection: 75% of your salary, minus state benefits, payable after a 26-week absence.

• Healthcare Cash Plan: Available exclusively for Jersey employees.

Compliance Partner

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