Compliance Lead 2, Regulatory Compliance

This is a fully remote position, open to applicants in United States.

📋 Description

• Oversee elements of the Compliance Management System (CMS) and work with various departments to ensure adherence to compliance across all business areas.

• Perform compliance risk assessments and supervise internal audits to pinpoint and address potential regulatory risks.

• Collaborate cross-functionally with different internal teams to embed compliance controls into everyday operations.

• Assist in the development of new and existing products by providing guidance on compliance, risk management, control strategies, and process enhancements.

• Manage compliance policy governance, ensuring that standards are applied uniformly across all departments.

• Oversee the complaint resolution process, collaborating across teams to ensure that solutions are accurate, timely, and compliant with relevant regulatory requirements.

• Maintain administrative control over the compliance training provided through the company’s learning management system.

• Monitor and manage internal and external compliance reporting responsibilities, including reporting to banking partners, regulatory bodies, and other administrative functions to fulfill obligations.

• Coordinate and lead organizational responses to significant regulatory examinations, third-party audits, and reviews by banking partners, ensuring prompt data collection and closure of remediation activities.

• Support and oversee the issue management process.

• Maintain and effectively implement the marketing compliance program.

• Monitor, interpret, document, and communicate emerging regulatory updates from FinCEN, OFAC, and the Wyoming Division of Banking, collaborating with general counsel to adjust internal policies in response to evolving obligations.

⛳️ Requirements

• A bachelor’s degree in Finance, Business, Risk Management, or a related field.

• Demonstrated experience (5+ years) in regulatory compliance, risk management, or a similar role within the banking and financial services sector.

• Comprehensive understanding of banking laws, regulatory frameworks, and compliance best practices.

• Strong capability to analyze regulatory updates and convert them into actionable policies.

• Practical experience with LLMs and AI Agents for process automation.

• Keen attention to detail and robust analytical skills to identify potential risks.

• Exceptional communication skills for collaboration with internal teams and regulators.

• Capacity to thrive in a fast-paced environment and adapt to regulatory changes.

🏝️ Benefits

• Competitive salary

• Professional development support

• Flexible work arrangements