Chief Compliance Officer – US

This is a fully remote position, open to applicants in United States.

📋 Description

• Oversee the SEC registration procedure as a private fund adviser, including the preparation of Form ADV Parts 1A, 1B, and the Part 2 Adviser Brochure, while ensuring ongoing compliance.

• Develop and implement comprehensive written compliance policies relating to portfolio management, conflicts of interest, fiduciary responsibilities, custody oversight, and AML/KYC frameworks.

• Perform annual compliance assessments and testing; respond to SEC examinations and manage regulatory inquiries.

• Keep abreast of changes in SEC private fund regulations and convert them into actionable policies.

• Determine staffing, systems, and office infrastructure needs to fulfill SEC requirements for adequate organizational substance.

• Set up procedures for monitoring sub-advised General Partners (GPs) to ensure compliance with fund mandates and risk thresholds.

• Manage the oversight of books and records, including six-year retention, email preservation, trade capture, and decision logs.

• Collaborate with IT to ensure compliance with cybersecurity standards.

• Design and supervise compliance monitoring across Infra One’s portfolio of funds.

• Conduct initial and ongoing due diligence on GP sub-advisers.

• Maintain documentation of monitoring efforts through quarterly reviews, compliance testing, and incident logs.

• Provide guidance to the US Platform Head on fund structuring, GP selection, and investor eligibility.

• Engage in investment committee meetings to pinpoint compliance and regulatory risks.

• Take ownership of identifying and disclosing conflicts of interest, ensuring material conflicts are documented and communicated to fund investors.

• Report directly to the US Platform Head / Managing Director.

⛳️ Requirements

• 7–12 years of compliance experience in a registered investment adviser, private fund platform, hedge fund, or private equity firm.

• Extensive knowledge of the Advisers Act, Regulation D, Form ADV, and SEC examination standards applicable to private fund advisers.

• Practical experience with multi-fund governance, sub-adviser oversight, and conflicts-of-interest management.

• Understanding of custody regulations, AML/KYC frameworks, and cybersecurity compliance standards.

• Previous experience with SEC registration, Form ADV submissions, and examination cycles.

• An entrepreneurial compliance mindset with the ability to develop frameworks from the ground up.

• Cross-functional expertise in operations, finance, and legal matters.

• A practical and balanced understanding of regulatory obligations.

• Capability to translate complex regulatory requirements into actionable policies for non-compliance teams.

• Prior experience with European fund regulations in Luxembourg or Ireland is a plus.

• CPA, JD, or CFA qualifications are preferred; CCEP certification is advantageous.

• Experience in infrastructure or venture fund management is a bonus.

• Must be able to work with a preferred US timezone overlap with the San Francisco headquarters.

🏝️ Benefits

• Remote work opportunity.

• Preferred US timezone overlap with the San Francisco HQ.

• 20% bonus structure.

• Equity options: TBD (0.1%–0.3% based on experience).

• Full ownership of the compliance operating system.

• Direct involvement in platform strategy and GP selection.

• Participation in investment decisions and board discussions.

• Significant equity stake in an early-stage platform.