Temporary AML IT Audit Consultant

This is a fully remote position, open to applicants in Florida, +6 more states.

📋 Description

• Assist a major global banking client with regulatory remediation and issue validation initiatives.

• Assess technology controls that support Anti-Money Laundering (AML) and Financial Crimes programs.

• Validate remediation efforts and evaluate compliance with regulatory standards.

• Examine the design and operational effectiveness of IT controls that back transaction monitoring, sanctions screening, and KYC/CDD platforms.

• Conduct issue validation and remediation testing.

• Implement risk-based audit procedures, including controls testing and focused substantive testing.

• Review IT general controls, change management, security measures, operational processes, and data controls.

• Perform model validation and controls testing, encompassing governance, methodologies, assumptions, and documentation assessments.

• Analyze technical documentation, system configurations, data flows, reports, and application controls.

• Identify control deficiencies, evaluate root causes, and offer recommendations.

• Prepare audit documentation for internal audit, regulatory, and stakeholder evaluation.

⛳️ Requirements

• Over 5 years of experience in IT Audit, Technology Risk, Internal Audit, or a related field within banking or financial services.

• Proficiency in performing controls testing, targeted substantive testing, issue validation, or regulatory remediation reviews.

• Understanding of AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and customer due diligence.

• Experience in evaluating IT general controls (ITGCs), application controls, security measures, and change management processes.

• Familiarity with model validation, model governance, or control effectiveness assessments.

• Ability to review and interpret technical documentation, system architecture, data flows, system configurations, and code.

• Strong analytical, documentation, written communication, and stakeholder management abilities.

• Preferred: Experience with consent order validation and regulatory remediation programs.

• Preferred: Background with large global banking institutions.

• Preferred: Knowledge of AML, Financial Crimes, Compliance, or Regulatory Risk functions.

• Preferred: Understanding of Model Risk Management or model governance frameworks.

• Preferred: Experience in regulatory environments involving OCC, Federal Reserve, FDIC, or similar regulatory bodies.

• Sponsorship restrictions apply for entry-level candidates requiring sponsorship now or in the future; F-1 visa holders are excluded from intended entry-level hiring.

🏝️ Benefits

• Competitive benefits and compensation package.

• Flexible schedule.