Market Surveillance Analyst

This is a fully remote position, open to applicants in United States.

📋 Description

• Conduct real-time monitoring of all exchange activities, security feeds, and product safety data to detect potential market abuses (such as wash trading and spoofing) while ensuring fair price discovery without manipulation.

• Oversee real-time market data to verify participant compliance with margin requirements and position limits.

• Employ surveillance tools and dashboards to identify anomalies and escalate any concerns.

• Perform post-trade reviews and forensic analysis on flagged transactions.

• Investigate potential rule violations by gathering testimony, compiling records, and drafting investigative reports for the Chief Regulatory Officer.

• Create comprehensive reports detailing findings and suggest appropriate actions.

• Ensure compliance with relevant regulations (e.g., SEC, CFTC, FINRA, etc.) and internal policies.

• Assist in formulating responses to regulatory inquiries and audits.

• Contribute to the development and enhancement of surveillance protocols and compliance frameworks.

• Support the enforcement of KYC/AML procedures and transaction monitoring.

• Collaborate closely with Legal, Risk, and Technology teams to enhance surveillance systems and compliance workflows.

• Interact with external regulators and industry bodies as required.

⛳️ Requirements

• Bachelor’s Degree in Economics, Finance, Mathematics, or Juris Doctorate.

• 4+ years of experience in Compliance within financial services, or equivalent experience.

• Experience in Derivatives or Prediction Markets.

• Familiarity with both Traditional Finance (TradFi) and Cryptocurrency sectors.

• Knowledge of futures markets, commodities, and trading practices.

• Proficiency with Trade Surveillance Platforms is essential.

• Comfortable operating in a fast-paced, high-pressure environment.

• Ability to communicate effectively with market participants, federal regulators, and executive management.

• Understanding of futures exchange operations, trading, risk management, and related regulations.

• This position requires flexibility to work weekends and evenings as necessary.

🏝️ Benefits

• Competitive salary

• Attractive annual leave entitlement including: birthday and work anniversary

• 401(k) plan with employer matching

• Eligibility for company-sponsored group health, dental, vision, and life/disability insurance

• Flexible work options. Flexi-work hours and hybrid or remote setups available

• Explore career opportunities through our internal mobility program, offering a diverse range of options for employees.