Director – Supervisory Analyst, Research

This is a fully remote position, open to applicants in Singapore.

📋 Description

• Conducts a thorough and timely evaluation of all products within the global research platform.

• Ensures that all research adheres to FINRA, CIRO, jurisdictional regulations, and the company's policies and procedures.

• Assesses all research intended for public dissemination, including but not limited to notes, reports, marketing presentations, invitations, videos, and podcasts.

• Guarantees the prompt release of all research outputs.

• Verifies that the investment thesis and valuation of an equity security are clearly articulated, justifiable, and provide a solid foundation for the rating.

• Confirms that research reports maintain balanced language and presentation, adequately communicating the risks associated with the investment.

• Validates that financial figures and estimates are relevant to the report and consistently updated throughout.

• Ensures that appropriate company and other disclosures are included in reports, complying with regulatory mandates.

• Ascertains that the information provided is publicly accessible and properly credited.

• Operates effectively as a skilled user of the firm’s research publishing system (BlueMatrix) to ensure that research reports are accurately scheduled and distributed to clients.

• Collaborates with research analysts to resolve language, regulatory issues, numerical discrepancies, and concerns regarding logic and clarity.

⛳️ Requirements

• At least 5+ years of experience in a Supervisory Analyst role at a securities firm.

• Ability to adhere to specified working hours.

• Bachelor’s Degree.

• Holds, or is prepared to obtain within six months, CIRO-recognized qualifications for research approval (e.g., valid PDO under current CIRO transition and expiry rules, or new CIRO Supervisor Exam).

• Experience in reviewing both equity and macro research is advantageous.

• Capacity to prioritize and manage multiple projects while operating under tight deadlines.

• Strong editing and proofreading capabilities.

• Highly organized with meticulous attention to detail, particularly during peak periods.

• Excellent verbal and written communication skills.

• Proficient in Microsoft Word, PowerPoint, and Excel.

• Experience with the BlueMatrix publishing system is preferred.

• A conservative mindset when reviewing materials from compliance, regulatory, and reputational standpoints.

🏝️ Benefits

• Medical coverage.

• Paid time off.

• Career development.

• Reward and recognition programs.