Compliance Manager

This is a fully remote position, open to applicants in United States.

📋 Description

• Assist in the implementation and ongoing improvement of the compliance program for DraftKings' prediction market offerings, ensuring compliance with Commodity Futures Trading Commission (CFTC) regulations, National Futures Association (NFA) requirements, and internal policies.

• Oversee daily compliance operations, including monitoring, managing issues, documentation, executing controls, and providing continuous compliance reporting.

• Collaborate with Legal and Compliance leadership to address regulatory inquiries, examinations, audits, self-certifications, and other information requests.

• Work alongside Engineering, Marketing, Operations, and other cross-functional teams to convert regulatory requirements into scalable business processes, platform improvements, and market strategies.

• Create, maintain, and enhance compliance policies, procedures, playbooks, and internal controls in areas such as market surveillance, anti-money laundering and know your customer (AML/KYC), customer protection, marketing compliance, and information security.

• Assess compliance risks by reviewing alerts, documenting findings, escalating potential issues, and facilitating timely remediation.

• Enhance compliance operations by improving reporting, automation, tools, and governance processes as the business evolves.

• Prepare dashboards, reports, and presentations that effectively communicate compliance activities, regulatory changes, emerging risks, and key metrics to internal stakeholders.

⛳️ Requirements

• A Bachelor's Degree with a minimum of 5 years of experience in compliance, risk management, regulatory operations, legal, audit, or a related field within a futures commission merchant (FCM), designated contract market (DCM), derivatives clearing organization (DCO), introducing broker (IB), financial services organization, or regulatory agency.

• Proficient knowledge of regulatory frameworks governing prediction markets, commodities, derivatives, financial markets, fintech, or other highly regulated sectors.

• Acquainted with the Commodity Exchange Act, CFTC regulations, CFTC Core Principles, NFA rules, market surveillance, AML/KYC requirements, compliance monitoring, or similar regulatory programs.

• Experience in supporting regulatory examinations, audits, compliance testing, policy implementation, internal controls, or regulatory reporting.

• Strong judgment with the capability to identify potential compliance risks, suggest practical solutions, and escalate issues as necessary.

• A collaborative, solutions-driven mindset, a strong dedication to ethical decision-making, and a genuine interest in contributing to the development of an emerging regulated market.

🏝️ Benefits

• Bonuses

• Equity